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    IP Spotlight provides news and information that is relevant to individuals who focus on the business aspects of intellectual property. Topics include licensing, due diligence, acquisition, and managing risk associated with patents, trademarks and copyrights.
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    Jim Singer is a partner in the Intellectual Property Practice Group of Pepper Hamilton LLP. Jim's practice focuses on helping businesses, institutional investors, venture capital groups and others identify, protect, maximize value, and reduce risk associated with intellectual property. For more details and contact information, select the "About" tab at the top of this page.
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    The content on this site represents information provided by the author as an individual, and it does not necessarily represent the views of Pepper Hamilton LLP or its clients. This site is provided for informational purposes only, and the content provided herein should not be considered to be a substitute for legal advice, nor does it establish an attorney-client relationship. For legal assistance, contact a legal practitioner who is licensed in your jurisdiction. The author makes no warranty of the accuracy of the information contained on this site.

USPTO Pilot Program May Benefit Patent Applications in the Fields of Computers and Data Processing

Posted by Jim Singer on April 15, 2008

The USPTO has announced a pilot program in which certain patent applicants can meet with the Examiner to discuss the results of the Examiner’s prior art search before the Examiner issues a first Office Action. 

Under the new program, eligible applicants must submit a Request for First Action Interview Form before November 1, 2008.  The Examiner will conduct a prior art search and provide the applicant with the search results and an identification of potential rejections prior to the first Office Action.  The applicant will then have 30 days (with no extensions) to either: (i) decline the interview, or (ii) confirm the interview request and file any desired amendments.    The USPTO has published a set of suggested talking points for the interview.

The program, which will launch April 28, 2008, is available to patent applications that fall within one of the following two groups:

Group I:  filed on or before September 1, 2005; no first Office Action on the merits; classified in Class 709 (Electrical Computers and Digital Processing Systems; Multi-Computer Data Transferring); and assigned to USPTO working group 2140 or 2150.

Group II:  filed on or before November 1, 2006; classified in Class 707 (Data Processing:  Database and File Management or Data Structures); and assigned to USPTO working group 2160.

Certain other qualification criteria, including a requirement that the application contain no more than 20 claims, are described in the USPTO’s First Action Interview Pilot Program Notice.

This process could help to advance prosecution by allowing patent seekers to explain the invention to the Examiner and obtain the Examiner’s view prior to first action — effectively providing an additional Office Action in the form of the Examiner’s Pre-Interview Communication.  However, Applicants must be prepared to move quickly after receiving the Pre-Interview Communication:  the response deadline is one month, is not extendible, and will result in abandonment of the application if missed.

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